February 2021 SEC/SRO Update

February 18, 2021

SEC/SRO Update: SEC Adopts Final Rules for the Disclosure Payments by Resource Extraction Issuers; SEC Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers; NASDAQ to Advance Diversity Through New Proposed Listing Requirements


About Davis Graham & Stubbs LLP

Davis Graham & Stubbs LLP, one of the Rocky Mountain region’s preeminent law firms, serves clients nationally and internationally, with a strong focus on corporate finance and governance, mergers and acquisitions, natural resources, environmental law, real estate, and complex litigation. Our lawyers have extensive experience working with companies in the energy, mining, technology, hospitality, private equity, manufacturing, asset management, and aviation industries. As the exclusive member firm in Colorado for Lex Mundi, the world’s leading network of independent law firms, DGS has access to in-depth experience in 100+ countries worldwide.