Reminder to Registered Investment Advisers (RIA) – Form CRS to be filed by June 30
Registered investment advisers (RIAs) that do business with retail investors are required to file their client relationship summary on Form CRS by June 30, 2020. Form CRS must be filed electronically through IARD as Part 3 of the RIA’s Form ADV. RIAs must then deliver to current retail clients their Form CRS within thirty (30) days following the June 30, 2020 compliance date. RIAs who do not do business with retail investors are generally not required to complete or file a Form CRS.
If you have any questions, please contact Peter Schwartz or Stephanie Danner.
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Davis Graham & Stubbs LLP, one of the Rocky Mountain region’s preeminent law firms, serves clients nationally and internationally, with a strong focus on corporate finance and governance, mergers and acquisitions, natural resources, environmental law, real estate, and complex litigation. Our lawyers have extensive experience working with companies in the energy, mining, technology, hospitality, private equity, manufacturing, asset management, and aviation industries. As the exclusive member firm in Colorado for Lex Mundi, the world’s leading network of independent law firms, DGS has access to in-depth experience in 100+ countries worldwide.